FINRA

Proper noun

Meaning

FINRA

Acronym of Financial Industry Regulatory Authority.

Source: en.wiktionary.org

Anagrams

infra frain Irfan

Examples

In addition, the brokerage industry is supposedly self policed by Self Regulatory Organizations (SROs), such as the Financial Industry Regulatory Authority (FINRA), formerly the National Association of Securities Dealers (or NASD) or the MSRB. Source: Internet

Brokers, or registered representatives, are regulated by the Financial Industry Regulatory Agency (FINRA) and are generally not considered investment advisors by federal regulators. Source: Internet

FINRA has a toll-free number for senior investors who have concerns about their brokers and investments, as well as questions about potential scams. Source: Internet

The firm also represents clients in related federal and state grand jury investigations and criminal proceedings, as well as in matters before CFTC and FINRA and other self-regulatory organizations. Source: Internet

Joanna developed her passion for compliance while at Financial Industry Regulatory Authority (FINRA), the regulator of the securities industry, where her team delivered as many as 350 compliance educational programs per year. Source: Internet

Represent public company in FINRA trading review relating to company's announcement of entry into a definitive merger agreement. Source: Internet

Close letter words and terms

finos Finot finpike finray finrot finrozole