Securities and Exchange Commission
Noun
Meaning
an independent federal agency that oversees the exchange of securities to protect investors
Source: WordNetSynonyms
Hypernyms
Examples
Absher Wealth Management LLC boosted its stake in shares of Boeing Co (NYSE:BA) by 6.8% in the 1st quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC).
Acadian Asset Management LLC boosted its stake in Ryerson Holding Corp (NYSE:RYI) by 2.9% in the 1st quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission (SEC).
Actual results could differ materially from those anticipated in these forward-looking statements as a result of a variety of factors, including those discussed in the fund’s reports that are filed with the Securities and Exchange Commission.
A discussion of risks and uncertainties related to Aspen's business is contained in the prospectus supplement and the 10-K filed with the Securities and Exchange Commission in the press release issued this afternoon.
Adelphi Capital LLP lessened its holdings in shares of Takeda Pharmaceutical Company Limited (NYSE:TAK) by 9.6% during the third quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission.
Additional information about issues that could lead to material changes in performance is contained in the company’s annual and quarterly reports filed with the Securities and Exchange Commission.